Retail Securities Regulation in the Aftermath of the Bubble
Chapter in NBER book Economic Regulation and Its Reform: What Have We Learned? (2014), Nancy L. Rose, editor (p. 545 - 588)
---- Acknowledgments ----
The author is or has been a paid consultant to numerous parties with an interest in securities regulation, including government regulators, law firms, and financial service providers. He has also received proprietary data for research purposes from many such parties.