NATIONAL BUREAU OF ECONOMIC RESEARCH
NATIONAL BUREAU OF ECONOMIC RESEARCH

Assessing China's Top-Down Securities Markets

William T. Allen, Han Shen

Chapter in NBER book Capitalizing China (2013), Joseph P. H. Fan and Randall Morck, editors (p. 149 - 195)
Conference held December 15-16, 2009
Published in November 2012 by University of Chicago Press
© 2013 by the National Bureau of Economic Research

---- Acknowledgements -----

At all times during the researching and writing of this piece William Allen served as the Nusbaum Professor of Law and Business at New York University Stern School of Business and School of Law. He was also of counsel to the New York City law firm Wachtell Lipton Rosen & Katz . Han Shen served as associate of Davis Polk & Wardwell LLP. Neither institution, nor any other supplied financial support specifically related to this research, except certain expense reimbursement by NBER for attendance at conferences directed towards this project. The business of neither Wachtell Lipton, Davis Polk nor New York University relates materially to the operation of the Chinese securities markets.

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