NATIONAL BUREAU OF ECONOMIC RESEARCH
NATIONAL BUREAU OF ECONOMIC RESEARCH

The Industrial Organization and Regulation of the Securities Industry

Andrew W. Lo, editor

Conference held January 19-22, 1994
Published in January 1996 by University of Chicago Press
© 1996 by the National Bureau of Economic Research

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380 pages
ISBN: 0-226-48847-0

Table of Contents

1. Front matter to "The Industrial Organization and Regulation of the Securities Industry": (p. -11 - -2) (bibliographic info) (download)

2. Acknowledgments: (p. -1 - 0) (bibliographic info) (download)

3. Introduction to "The Industrial Organization and Regulation of the Securities Industry": Andrew W. Lo (p. 1 - 8) (bibliographic info) (download)

4. Regulatory Regimes: The Interdependence of Rules and Regulatory Structures: William P. Albrecht, Corinne Bronfman, Harold C. Messenheimer (p. 9 - 34) (bibliographic info) (download)

5. Brokerage, Market Fragmentation, and Securities Market Regulation: Kathleen Hagerty, Robert L. McDonald (p. 35 - 62) (bibliographic info) (download)

6. Competition, Fragmentation, and Market Quality: Thomas H. McInish, Robert A. Wood (p. 63 - 92) (bibliographic info) (download)

7. An Exchange Is a Many-Splendored Thing: The Classification and Regulation of Automated Trading Systems: Ian Domowitz (p. 93 - 124) (bibliographic info) (download)

8. Transaction Costs in Dealer Markets: Evidence from the London Stock Exchange: Peter C. Reiss , Ingrid M. Werner (p. 125 - 176) (bibliographic info) (download)

9. The Effect of Integration between Broker-Dealers and Specialists: Robert Neal, David Reiffen (p. 177 - 206) (bibliographic info) (download)

10. International Regulation of Securities Markets: Competition or Harmonization?: Lawrence J. White (p. 207 - 242) (bibliographic info) (download)

11. Institutional and Regulatory Influences on Price Discovery in Cash and Futures Bond Markets: Kenneth J. Singleton (p. 243 - 274) (bibliographic info) (download)

12. Market Structure and Liquidity on the Tokyo Stock Exchange: Bruce N. Lehmann, David M. Modest (p. 275 - 316) (bibliographic info) (download)

13. The Price, Volatility, Volume, and Liquidity Effects of Changes in Federal Reserve Margin Requirements on Both Marginable and Nonmarginable OTC Stocks: Stephen W. Pruitt, K. S. Maurice Tse (p. 317 - 358) (bibliographic info) (download)

14. Contributors: (p. 359 - 362) (bibliographic info) (download)

15. Participants: (p. 363 - 366) (bibliographic info) (download)

16. Author Index: (p. 367 - 370) (bibliographic info) (download)

17. Subject Index: (p. 371 - 376) (bibliographic info) (download)

 
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