The Industrial Organization and Regulation of the Securities Industry
Andrew W. Lo, editor
Conference held January 19-22, 1994
Published in January 1996 by University of Chicago Press
© 1996 by the National Bureau of Economic Research
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380 pages
ISBN: 0-226-48847-0
Table of Contents
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1.
Front matter to "The Industrial Organization and Regulation of the Securities Industry":
(p. -11 - -2)
(bibliographic info)
(download)
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2.
Acknowledgments:
(p. -1 - 0)
(bibliographic info)
(download)
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3.
Introduction to "The Industrial Organization and Regulation of the Securities Industry":
Andrew W. Lo
(p. 1 - 8)
(bibliographic info)
(download)
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4.
Regulatory Regimes: The Interdependence of Rules and Regulatory Structures:
William P. Albrecht, Corinne Bronfman, Harold C. Messenheimer
(p. 9 - 34)
(bibliographic info)
(download)
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5.
Brokerage, Market Fragmentation, and Securities Market Regulation:
Kathleen Hagerty, Robert L. McDonald
(p. 35 - 62)
(bibliographic info)
(download)
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6.
Competition, Fragmentation, and Market Quality:
Thomas H. McInish, Robert A. Wood
(p. 63 - 92)
(bibliographic info)
(download)
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7.
An Exchange Is a Many-Splendored Thing: The Classification and Regulation of Automated Trading Systems:
Ian Domowitz
(p. 93 - 124)
(bibliographic info)
(download)
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8.
Transaction Costs in Dealer Markets: Evidence from the London Stock Exchange:
Peter C. Reiss, Ingrid M. Werner
(p. 125 - 176)
(bibliographic info)
(download)
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9.
The Effect of Integration between Broker-Dealers and Specialists:
Robert Neal, David Reiffen
(p. 177 - 206)
(bibliographic info)
(download)
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10.
International Regulation of Securities Markets: Competition or Harmonization?:
Lawrence J. White
(p. 207 - 242)
(bibliographic info)
(download)
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11.
Institutional and Regulatory Influences on Price Discovery in Cash and Futures Bond Markets:
Kenneth J. Singleton
(p. 243 - 274)
(bibliographic info)
(download)
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12.
Market Structure and Liquidity on the Tokyo Stock Exchange:
Bruce N. Lehmann, David M. Modest
(p. 275 - 316)
(bibliographic info)
(download)
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13.
The Price, Volatility, Volume, and Liquidity Effects of Changes in Federal Reserve Margin Requirements on Both Marginable and Nonmarginable OTC Stocks:
Stephen W. Pruitt, K. S. Maurice Tse
(p. 317 - 358)
(bibliographic info)
(download)
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14.
Contributors:
(p. 359 - 362)
(bibliographic info)
(download)
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15.
Participants:
(p. 363 - 366)
(bibliographic info)
(download)
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16.
Author Index:
(p. 367 - 370)
(bibliographic info)
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17.
Subject Index:
(p. 371 - 376)
(bibliographic info)
(download)
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